Gutierrez Wealth Advisory is an SEC registered investment adviser located in Little Rock, Arkansas. Registration does not imply a certain level of skill or training. The publication of Gutierrez Wealth Advisory’s web site on the Internet should not be construed by any consumer or prospective client as Gutierrez Wealth Advisory’s solicitation or attempt to effect transactions in securities, or the rendering of personalized investment advice. The information on this Internet site should not be construed as personalized individual advice. Investing involves market, economic, and other risks and could possibly result in a complete loss of all amounts invested. Statements contained herein should not be construed as any guarantee with respect to any services provided.
A copy of Gutierrez Wealth Advisory’s current Form ADV Part 2A disclosure brochure, discussing Gutierrez Wealth Advisory’s business operations, services, and fees, is available upon written request or by visiting www.adviserinfo.sec.gov. Gutierrez Wealth Advisory does not make any representations as to the accuracy, timeliness, suitability or completeness of any information prepared by any unaffiliated third party, whether linked to or incorporated herein. All such information is provided solely for convenience purposes and all users thereof should be guided accordingly.
We are neither your attorneys nor your accountants and no portion of this material should be interpreted by you as legal, accounting or tax advice. We recommend that you seek the advice of a qualified attorney and accountant.
Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC Headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling Investments and Gutierrez Wealth Advisory are not affiliated companies. Arkansas Insurance Producer License Number #1675493 & #10138542
Roy is recognized in the following listings:
- Barron's Top 1,000 Financial Advisors, 2011, 2012, 2013
- Barron's Top 1,200 Financial Advisors, 2017, 2018, 2019, 2020
- Forbes/SHOOK Best-In-State Wealth Advisors, 2019, 2020, 2021, 2022
Barron’s listings are based on assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Portfolio performance is not a criterion. Neither the firm nor it’s employees pay a fee in exchange for these rankings. Past performance is not a guarantee of future results. Barron’s is a registered trademark of Dow Jones & Co.
The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative and quantitative data, rating thousands of wealth advisors nominated by their firms, with a minimum of seven years of experience and weighing factors like revenue trends, assets under management, compliance records, industry experience and best practices learned through telephone and in-person interviews. Portfolio performance is not a criterion due to varying client objectives and lack of audited data. Neither Forbes nor SHOOK receive a fee in exchange for rankings. Recipients do not pay a fee to become eligible for the award. See www.forbes.com/best-in-state-wealth-advisors. For additional detail on the criteria Forbes used for the ranking, see www.forbes.com
ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.
When we review your financial world, we address multiple aspects of your wealth—but we don’t do it all at once. We plan in intentional stages, giving you time to consider your options and to make the best choices for you. As we work with you, we’ll also collaborate with your other trusted advisors, if so desired, to ensure everyone is on the same page and operating with a unified purpose.
Our first meeting is all about getting to know you and what you want from the planning process. We’ll ask about your values, goals, expectations, and address anything on your mind.
Once we know your concerns and what you’re trying to achieve, we’ll dive into additional financial details. We’ll ask about your budget, investments, and any strategies you may already have in place so we can create a customized plan to help you protect your wealth and accomplish your goals.
Our next meeting is highly dynamic and collaborative—we review our proposed plan with you and make adjustments in real time, allowing you to see how each option and decision affects your short- and long-term goals. We’ll answer questions, offer feedback, and fine tune your plan until it feels right to you.
Once you approve your plan, we review your action items and help you prioritize your next steps. We’ll work with you to implement your strategies and communicate regularly to ensure you make consistent progress toward your goals.
Over time, your situation, opportunities, and goals may change. As such, we continually review your financial plan to ensure you’re equipped to maximize your wealth in every stage of life. We’re here to walk this journey with you, offering accountability, sound guidance, and support so you feel confident pursuing your goals and enjoying your life.
Fidelity Investments is an independent company, unaffiliated with Gutierrez Wealth Advisory. Fidelity Investments is a service provider to Gutierrez Wealth Advisory. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Gutierrez Wealth Advisory and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered trademark of FMR LLC. Fidelity Institutional® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. 1049673.1.0
